Building foundations, navigating compliance, empowering success.
Albermarle Advisors provide consultancy services to financial institutions which include, regulatory compliance, finance officer, asset management advisory, non-executive directors and corporate secretarial services.
The institutions we serve include, Investment Managers, Hedge Funds, Private Equity Funds, Wealth Managers, Venture Capital Funds, Financial Technology companies and Family Offices. We offer a suite of services and a team of experts to support your business needs.
Our team comprises of seasoned experts with years of industry experience, dedicated to guiding you through the management and regulation of financial services companies.
What we do
We complete license applications in the DIFC and ADGM to ensure your entity gets regulated quickly and efficiently.
We mange the process on your behalf which includes the completion of regulatory application forms, drafting your business plan and financial projections, as well as providing a suite of policy documents required for a regulated entity. Once regulated, we provide outsourced compliance, MLRO and finance officers to ensure your company has the expertise and experience to conform to its regulatory responsibilities. We ensure that compliance and operational best practice is embedded into your business processes.
We advise our clients on the operational set-up of regulated entities which are designed to conform to global best practices and stand up to the rigour of regulator scrutiny and institutional allocator due diligence.
This advice includes guidance in relation to legal structures of management companies and fund related entities, the selection and appointment of outsourced service providers, which include Prime Brokers, Administrators, Auditors, Custodians and Lawyers and the operational processes required to manage regulated entities efficiently. We negotiate commercial terms on behalf of our clients to ensure that our clients do not overpay for their operational infrastructure.
We advise on technology solutions.
This advice includes portfolio management systems, risk management systems, treasury solutions and managed services providers for the investment strategies that a company may employ to allow for the smooth execution and clearing of trades and efficient operational reconciliations.
We advise on talent acquisition and the recruitment and retention of key team members.
We can help source, interview and retain key team members to ensure your company has the best talent available in the market.